Overview

Stuart is a Shareholder in Maynard Nexsen’s Financial Services practice group. He brings more than three decades of experience in securities litigation, having worked in the litigation departments at UBS Financial Services and Merrill Lynch, as well as at several New York City law firms. Stuart has also worked in the public sector as an appellate attorney at the U.S. Securities and Exchange Commission.

Stuart’s practice focuses on representing financial institutions and their employees in sales practice and employment-related matters in federal and state courts, as well as in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA). He also has significant experience with internal and regulatory investigations, as well as representing clients in commercial disputes and capital markets litigation, including class actions and shareholder derivative suits. In addition, Stuart regularly pursues expungements for financial advisors and other securities professionals seeking to remove disclosures of arbitrations and customer complaints from their records.

During the course of his career, Stuart has tried numerous cases. He also prioritizes cost-effective litigation strategies and has successfully mediated more than 1,500 cases.

Media

Admissions

  • State Bar: Connecticut, New York
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